- Define the audit objectives and deliverables.
- Evaluate all aspects of your outbound consumer marketing campaigns as they relate to relevant regulatory compliance legislation.
- Review your current compliance documentation and audit trails.
- Examine your procedures and policies.
- Study your data collection, data distribution and data archiving methods.
- Determine if exemptions are properly applied.
- Deliver a detailed report along with recommendations for any corrective actions.
- Provide operational guidelines for ongoing regulatory compliance.
- Understand how your compliance operation compares to industry best practices models.
- Minimize exposure to liability.
- Improve efficiencies in your compliance operation Ensure ongoing compliance.